On May 20, the Securities and Exchange Commission published a proposed rule (Release Number IA-4091) to amend certain rules under the Investment Advisers Act. The aim of the changes is to fill data gaps, to enhance reporting requirements, and to allow for “umbrella registration” for private fund advisers.
Continue reading "SEC Proposes Amendments to Form ADV and..." »Tuesday, July 07. 2015
SEC Proposes Amendments to Form ADV and Investment Advisers Act
Friday, June 19. 2015
Join Us At the 2015 National Conference of the Society of Corporate Secretaries
Monday, May 04. 2015
Join Us at ICI’s 2015 General Membership Meeting
Wednesday, April 01. 2015
What’s New in UGT 2015
Wednesday, March 11. 2015
Join Jeff Burcham at the ICI Mutual Funds and Investment Management Conference
Friday, March 06. 2015
Novaworks Featured in Local Rochester Business Journal
Friday, January 09. 2015
Conquering Risk Return XBRL: How to Manipulate Labels and Remain Compliant
Tuesday, December 16. 2014
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Thursday, December 04. 2014
Scott Theis Joins Mark Gruba for an Interview on Why Rochester Is the Ideal Setting for Novaworks
Tuesday, November 11. 2014
What Regulation AB II Means For ABS Issuers
Friday, October 24. 2014
Preventing SSL Vulnerability POODLE From Compromising Your Security
Wednesday, October 15. 2014
Completely Integrate Your EDGAR Filing Software With Legato
Monday, July 07. 2014
Materiality and Compliance
Friday, June 20. 2014
Join Us At the 2014 National Conference of the Society of Corporate Secretaries
Wednesday, June 04. 2014
SEC To Approve 2014 US GAAP Taxonomy
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