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Tuesday, May 25. 2021

SEC Regional Office, Retail Strategy Task Force to Host Webinar: Hot Topics for Retail Investors

The SEC’s New York Regional Office and the Retail Strategy Task Force, in conjunction with the Fordham University Gabelli School of Business, will hold a webinar on Tuesday, June 8, 2021, from 5:00 p.m. – 6:00 p.m. EDT focusing on timely and relevant topics for modern investors. With the ease of online access, trading and investing tools, and zero commission trading, there has been a rise in new investors trading on the securities markets over the past year. Interested parties will learn pertinent information that new investors should consider when trading or investing. {expires: 2021-06-09}


The event will feature a panel of speakers from the SEC, the US Commodities Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), and moderators from the Fordham University Gabelli School of Business. The webinar’s presenters will share key insights as they cover topics including the following:

  • online investing misinformation
  • options and margin trading
  • zero commission trading
  • strategies for research investments and investment professionals
  • investing risks

The event is free to attend but registration is required. 


Sources:

Hot Topics for Retail Investors (sec.gov)

Hot Topics for Retail Investors: Flyer (sec.gov)


Posted by
The Novaworks Team
in Events, Investor Education, SEC at 11:33
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