Monday, April 27. 2020

SEC Forms Cross-Divisional COVID-19 Market Monitoring Group

On April 24th, the SEC announced it is forming an internal, cross-divisional COVID-19 Market Monitoring Group. This temporary, senior-level group will assist the SEC and its various divisions and offices in SEC and staff actions and analysis related to the effects of COVID-19 on markets, issuers, and investors, including main street investors. It will also guide responding to requests for information, analysis and assistance from fellow regulators and other public sector partners.
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Posted by
The Novaworks Team
in Corporation Finance, DERA, Investment Management, SEC at 12:01

Wednesday, April 22. 2020

EDGAR Filing Window Extension on April 29, 2020 for Registered Investment Companies and Business Development Companies

The SEC has announced that the Division of Investment Management is extending the EDGAR filing window on April 29, 2020 from 5:30 pm to 10:00 pm EDT. This extension applies to registered investment companies and business development companies. The extension is intended to help ameliorate the potential filing delays due to the ongoing impacts of the COVID-19 pandemic. Continue reading "EDGAR Filing Window Extension on April 29, 2020..." »
Posted by
The Novaworks Team
in EDGAR News, Investment Management, SEC, SEC Filing Help at 16:23

Thursday, April 09. 2020

SEC Provides Temporary Relief for Business Development Companies Making Investments in Small and Medium-sized Businesses

The SEC announced on April 8th that it is providing temporary, conditional exemptive relief for business development companies (BDCs) to enable them to make additional investments in small and medium-sized businesses, particularly those with operations affected by COVID-19. BDCs were created to provide capital to smaller domestic operating companies that may not be able to readily access the capital markets through other means.
Continue reading "SEC Provides Temporary Relief for Business..." »
Posted by
The Novaworks Team
in Investment Management, SEC at 12:04
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