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Wednesday, March 21. 2018

SEC Proposes Changes to Liquidity Risk Management Disclosure

On March 14th, the Securities and Exchange Commission proposed amendments to the public liquidity-related disclosure requirements as they apply to certain open-end investment management companies. These amendments would replace a pending requirement that funds publicly provide the aggregate liquidity classification profile of their portfolios quarterly on Form N-PORT.

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Posted by

The Novaworks Team

in Investment Management, SEC at 14:14

Wednesday, September 06. 2017

SEC Names New Directors for the Division of Economic and Risk Analysis and the Division of Investment Management

On August 31, 2017, the SEC named Jeffrey Harris as Director of the Division of Economic and Risk Analysis (DERA). The Commission also named Dalia Blass as Director of the Division of Investment Management.

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Posted by

The Novaworks Team

in DERA, Investment Management, SEC at 17:55

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