Wednesday, November 05. 2025

SEC Issues Exemptive Order for Compliance Rules Under Regulation NMS

On October 31st, the SEC issued an order granting temporary exemptive relief from certain compliance dates for Rules 600(b)(89)(i)(F), 610, and 612, all adopted under Regulation National Market System (Regulation NMS). Due to recent events, the SEC deemed exemptive relief from the November 3, 2025, compliance date necessary in order to facilitate orderly market functions. Continue reading "SEC Issues Exemptive Order for Compliance Rules..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 10:30
(Page 1 of 1, totaling 1 entries)