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Friday, February 14. 2025

SEC Releases Compliance and Disclosure Interpretations for Regulation 13D-G Beneficial Ownership Reporting

On February 11th, the SEC released a group of Compliance and Disclosure Interpretations (C&DIs), which comprises the Division's interpretations of Exchange Act Sections 13(d) and 13(g), Regulation 13D-G beneficial ownership reporting and related filing of Schedules 13D and 13G. These C&DIs replace the “Regulations 13D and 13G and Schedules Thereunder” interpretations in the July 1997 Manual of Publicly Available Telephone Interpretations. The staff’s release now includes one new and one revised question with answers that were released on February 11th. Continue reading "SEC Releases Compliance and Disclosure..." »
Posted by
LeAnn Dey
in SEC, SEC Filing Help at 17:20
(Page 1 of 1, totaling 1 entries)

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