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Thursday, February 29. 2024

SEC Revises Ethics Rules Governing Securities Trading by Agency Employees

On February 22nd, the SEC, in conjunction with the Office of Government Ethics, voted to adopt amendments to its ethics rules that are designed to both enhance and update its ethics compliance program. The amendments modernize the SEC’s current ethics requirements that govern the securities holdings and transactions of all agency employees, their spouses, and minor children. The amendments update the SEC’s Supplemental Ethics Rules, 5 CFR Part 4401.102, Supplemental Standards of Conduct for Members and Employees Securities and Exchange Commission. Continue reading "SEC Revises Ethics Rules Governing Securities..." »
Posted by
LeAnn Dey
in SEC at 12:20
(Page 1 of 1, totaling 1 entries)

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