Events - Entries from October 2023

Monday, October 16. 2023

SEC’s Division of Trading and Markets to Discuss Volume-Based Exchange Transaction Pricing for NMS Stocks

The SEC’s Division of Trading and Markets will hold an open meeting concerning volume-based exchange transaction pricing for NMS stocks via webcast on sec.gov. The web meeting will take place on Wednesday, October 18, 2023, at 10:00 a.m. ET and is free and open for the public to attend. Continue reading "SEC’s Division of Trading and Markets to..." »

Posted by

LeAnn Dey

in Events, SEC at 10:09

Friday, October 13. 2023

FERC to Hold Its Monthly Open Commission Meeting

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »

Posted by

LeAnn Dey

in Events, FERC at 09:32

Wednesday, October 11. 2023

SEC’s Division of Trading and Markets to Discuss Reporting of Securities Loans and Short Position and Activity Reporting

The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov concerning the reporting of securities loans and short position and activity reporting. The meeting will take place on Friday, October 13, 2023 at 9:30 a.m. ET. The meeting is free and open for the public to attend. Continue reading "SEC’s Division of Trading and Markets to..." »

Posted by

LeAnn Dey

in Events, SEC at 07:12

Sunday, October 01. 2023

SEC Hosts World Investor Week 2023 Centered on Due Diligence

The SEC has announced that World Investor Week (WIW) 2023 will focus on the significance of investors taking time to do due diligence, and how doing so may help them avoid fraud and to make better informed investment decisions. The event, which also emphasizes investor education and protection, takes place online and in person October 2 through October 8, 2023. Continue reading "SEC Hosts World Investor Week 2023 Centered on..." »

Posted by

LeAnn Dey

in Events, Investor Education, SEC at 09:52

(Page 1 of 1, totaling 4 entries)